Many financial institutions are subject to multiple regulatory jurisdictions. Furthermore, the Senior Managers and Certification Regime (SM&CR) increases personal responsibility. All of these factors have increased investment in trade surveillance technology, and that trend will continue. Surveillance services must evolve with changing regulations while providing essential standardization of definitions. Regulations Global financial regulators are focusing on market abuse violations, imposing heavy fines. The FCA imposed fines of £390 million in 2019, compared to £61 million in 2018. In addition to Many financial institutions are subject to multiple regulatory jurisdictions. Furthermore, the Senior Managers and Certification Regime (SM&CR) increases personal responsibility. All of these factors have increased investment in trade surveillance technology, and that trend will continue. Surveillance services must evolve with changing regulations while providing essential standardization of definitions. Regulations Global financial regulators are focusing on market abuse violations, imposing heavy fines. The FCA imposed fines of £390 million in 2019, compared to £61 million in 2018. In addition to
Many financial institutions are subject to multiple regulatory jurisdictions. Furthermore, the Senior Managers and Certification Regime (SM&CR) increases personal responsibility. All of these factors have increased investment in trade surveillance technology, and that trend will continue. Surveillance services must evolve with changing regulations while providing essential standardization of definitions. Regulations Global financial regulators are focusing on market abuse violations, imposing heavy fines. The FCA imposed fines of £390 million in 2019, compared to £61 million in 2018. In addition to
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